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#	Item
401	Broker-Dealer Finance and Financial Stability Add to Reading List Source URL: www.bostonfed.org Language: English - Date: 2014-09-05 15:13:36 Investment Short Federal Reserve System Repurchase agreement Broker-dealer Money market Security Net capital rule Prime brokerage Financial economics Financial markets Finance
402	June[removed]Hedgeweek USA Awards[removed]Coverline 1 Add to Reading List Source URL: www.hedgeweek.com Language: English - Date: 2012-10-22 17:58:21 Finance Alternative investment management companies Hedge fund Fund of funds Prime brokerage Walek & Associates SkyBridge Capital Cheyne Capital Management Financial economics Financial services Investment
403	George C. Landrove, Jr. George C. Landrove, Jr. is a Senior Fund Accountant at Lone Pine Capital. While in this role, he is responsible for the accounting and operations of four different hedge fund strategies. On the ac Add to Reading List Source URL: www.seo-usa.org Language: English - Date: 2014-05-05 13:12:09 Financial services Investment banks Primary dealers Prime Brokerage Subprime mortgage crisis UBS Hedge fund Goldman Sachs Investment Financial economics Finance
404	ALLEN & OVERY Elizabeth Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-06 12:27:13 Financial markets Prime Brokerage 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Systemic risk Allen & Overy Futures contract U.S. Securities and Exchange Commission Financial economics Finance Investment
405	Order Temporarily Exempting Broker-Dealers from the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transacti Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2012-04-23 09:27:20 Financial system Finance United States securities law Fixed income market Occupations Broker-dealer Broker Securities Exchange Act Prime brokerage Financial services Financial economics Financial markets
406	Trends, Risks and Opportunities in Collateral Management A Collateral Management White Paper January 2014 Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2014-01-21 10:53:37 Financial markets Stock market Collateral management Credit Systemic risk Repurchase agreement Margin Liquidity risk Prime brokerage Financial economics Finance Economics
407	2012 Annual Report Clients. Collaboration. Add to Reading List Source URL: www.goldmansachs.com Language: English - Date: 2013-04-17 13:12:13 Subprime mortgage crisis Goldman Sachs Rockefeller Center Private equity Investment banking Prime brokerage American International Group BRIC Lloyd Blankfein Financial economics Finance Investment
408	Microsoft Word[removed]IIROC Summary Report - FINAL Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-09-17 15:10:03 Financial risk Financial markets Investment Prime Brokerage Collateral management Margin Futures contract Modern portfolio theory Futures exchange Financial economics Finance Economics
409	Finance and Economics Discussion Series Divisions of Research & Statistics and Monetary Affairs Federal Reserve Board, Washington, D.C. Hedge fund holdings and stock market efficiency Add to Reading List Source URL: federalreserve.gov Language: English - Date: 2014-05-19 14:16:53 Financial services Financial markets Institutional investors Hedge fund Stock market Efficient-market hypothesis Prime brokerage Futures contract Hedge Financial economics Investment Finance
410	Goldman, Sachs & Co. lOne New York Plaza Tel: [removed]I New York, New York 10004 Add to Reading List Source URL: www.goldmansachs.com Language: English - Date: 2014-05-15 15:50:42 Finance Financial system United States Securities and Exchange Commission Financial regulation Short selling Broker-dealer Prime brokerage Regulation NMS Short Financial economics Financial markets Financial services

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